PRIVACY POLICY
(For SEBI Registered Research Analyst – Proprietorship Firm)
- Introduction
Finnalysis Research Analyst is a SEBI-registered Research Analyst (Registration No: INH000012759, collects, uses, stores, and protects client information in compliance with applicable laws, including regulations issued by the Securities and Exchange Board of India (SEBI).
By accessing our services, website, or subscribing to our research reports, you agree to the terms of this Privacy Policy.
- Information We Collect
We may collect the following types of information:
- Personal Information: Name, email address, phone number, PAN (if required), and address
- Financial Information: Investment preferences, risk profile, and other relevant financial data
- Technical Information: IP address, browser type, device information, cookies
- Communication Data: Emails, messages, or calls exchanged with us
- Purpose of Data Collection
Your information is collected for the following purposes:
- To provide research reports and advisory services
- To comply with SEBI regulations and KYC requirements
- To communicate updates, recommendations, and disclosures
- To improve our services and client experience
- To maintain records as required under applicable laws
- Data Sharing and Disclosure
We do not sell or rent your personal information. However, we may share data with:
- Regulatory authorities such as Securities and Exchange Board of India if required
- Service providers (IT, payment processors, compliance tools) under confidentiality obligations
- Legal authorities if required under law
- Data Storage and Security
We implement reasonable security practices to protect your data from unauthorized access, misuse, or disclosure, including:
- Secure servers and encrypted communication (where applicable)
- Restricted access to sensitive information
- Periodic system audits
- Data Retention
We retain client information for a minimum period as mandated by SEBI regulations and other applicable laws, typically 5 years or more, unless a longer retention period is required.
- Client Rights
You have the right to:
- Access your personal data
- Request correction of inaccurate data
- Withdraw consent (subject to regulatory requirements)
- Request deletion, where permissible under law
- Cookies and Tracking Technologies
Our website may use cookies to enhance user experience and analyze website traffic. You may control cookie settings through your browser.
- Third-Party Links
Our website or communications may contain links to third-party websites. We are not responsible for their privacy practices.
- Updates to this Policy
We may update this Privacy Policy from time to time. Updated versions will be available on our website.
- Contact Us
For any questions regarding this Privacy Policy, please contact:
[Firm Name]
Email: [Email Address]
Address: [Office Address]
Disclaimer :
This policy is a general template and should be reviewed by a legal/compliance professional to ensure full adherence to SEBI (Research Analyst) Regulations, 2014 and applicable data protection laws.